Unclaimed
Tyler Ryan Oatman is a financial professional with over 14 years of experience in the industry. Tyler is currently registered with Piper Sandler & Co. in Houston, Texas, and has been with the firm since September 2016. Prior to joining Piper Sandler & Co., Tyler was a registered representative with Cowen and Company, SunTrust Robinson Humphrey, Inc., and Canaccord Genuity Inc. Tyler's previous roles include experience in New York, Atlanta, and Arlington, Virginia. Tyler is a Series 7, Series 63, Series 79, Series 86, and Series 87 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/08/2016 - Present
Piper Sandler & Co. (HOUSTON TX)
NY
06/11/2015 - 05/10/2016
COWEN AND COMPANY (NEW YORK NY)
GA
08/06/2012 - 04/07/2015
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
TX
09/17/2010 - 08/28/2012
CANACCORD GENUITY INC. (HOUSTON TX)
TX
06/18/2008 - 09/16/2010
SUNTRUST ROBINSON HUMPHREY, INC. (HOUSTON TX)
VA
02/22/2008 - 06/27/2008
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/13/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/10/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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