Unclaimed
Tyler Mainous is a financial advisor with LPL Financial LLC. Tyler has been in the financial services industry since December 16, 2003. Tyler is registered with the state of Kentucky and Texas as a Registered Representative (RR) and Investment Advisor Representative (IAR). Tyler holds Series 7, 31 and 66 licenses and the SIE exam. Tyler also holds the CFP and CFA designations. Tyler specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. Tyler has a history of working with a variety of clients, including individuals, families, businesses, high-net-worth individuals, pension and profit-sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
11/02/2023 - Present
LPL Financial LLC (LEXINGTON KY)
KY
06/09/2021 - 11/08/2023
CETERA ADVISOR NETWORKS LLC (LEXINGTON KY)
KY
02/28/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (LEXINGTON KY)
KY
12/17/2003 - 03/05/2007
MORGAN KEEGAN & COMPANY, INC. (LEXINGTON KY)
BOTH
Issued 01/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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