Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler Nguyen is a financial professional with over 15 years of experience in the industry. Tyler is currently registered with J.P. Morgan Securities LLC. Tyler has previously worked with other prominent firms including Citigroup Global Markets Inc., Wells Fargo Investments, LLC, and Chase Investment Services Corp. Tyler holds a Series 7, Series 6, Series 63, and Series 65 license. Tyler specializes in portfolio management for individuals and businesses, as well as providing financial planning and pension consulting services. Tyler has a strong commitment to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/25/2024 - Present
J.p. Morgan Securities LLC (SAN JOSE CA)
CA
03/23/2020 - 04/19/2024
CITIGROUP GLOBAL MARKETS INC. (Sunnyvale CA)
CA
10/01/2012 - 03/17/2020
J.P. MORGAN SECURITIES LLC (CUPERTINO CA)
CA
08/10/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CUPERTINO CA)
CA
06/30/2009 - 08/12/2009
WELLS FARGO INVESTMENTS, LLC (SUNNYVALE CA)
CA
05/02/2009 - 07/01/2009
CHASE INVESTMENT SERVICES CORP. (LOS GATOS CA)
CA
02/06/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS GATOS CA)
IA
Issued 06/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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