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Tyler N Tumpane

Guggenheim Investments

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About Tyler N Tumpane

Tyler Tumpane is a financial professional with over 5 years of experience. Tyler has a strong background in financial services, having worked at both Morgan Stanley and Guggenheim Investments. Tyler has a wide range of experience in financial services and holds licenses to sell securities, conduct investment advisory services, and act as an investment adviser representative. Tyler specializes in providing advisory services to investment companies and pooled investment vehicles.

Firm Information

Tyler Tumpane is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tyler Tumpane’s Registration & Firm History

CA

02/14/2019 - Present

Guggenheim Investments (San Francisco CA)

IL

08/23/2018 - 02/11/2019

MORGAN STANLEY (OAK BROOK IL)

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Licenses & Designations

BOTH

Issued 09/21/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tyler N Tumpane.
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