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Tyler Lee Etten

Piper Sandler & Co.

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About Tyler Lee Etten

Tyler Lee Etten is a registered representative with Piper Sandler & Co., with experience in the financial services industry since 2014. Tyler holds the Series 7, 79TO, 86, 87 and SIE licenses and is currently registered with the state of Minnesota. Tyler has previous experience with BMO Capital Markets Corp. and Piper Jaffray & Co.

Firm Information

Tyler Etten is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tyler Etten’s Registration & Firm History

MN

03/28/2023 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

MN

02/11/2022 - 03/07/2023

BMO CAPITAL MARKETS CORP. (Minneapolis MN)

MN

10/07/2014 - 06/04/2018

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/29/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/10/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tyler Lee Etten.
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