Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler Umbdenstock is a financial professional with over 17 years of experience in the industry. Tyler is currently registered with TD Securities (usa) LLC. Prior to this, Tyler was associated with Barclays Capital Inc. and Lehman Brothers Inc.. Tyler holds a Series 7, Series 24, Series 55, Series 63, Series 79TO and SIE. Tyler is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/29/2016 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/22/2008 - 02/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/04/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/08/2002 - 06/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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