Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler Jay Smith is a financial advisor with Horace Mann Investors, Inc.. Tyler has been in the financial services industry since February 25, 2010. Tyler specializes in investment advisory services. Tyler has a Series 63, 66, 7, 9, 10, 24, 52TO, 53 and SIE. Tyler is registered to conduct business in Alaska, Arizona, Arkansas, California, Colorado, Idaho, Illinois, Iowa, Kansas, Minnesota, Missouri, Montana, Nebraska, Nevada, North Dakota, Oklahoma, Oregon, South Dakota, Utah, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Percentage of assets under third party investment management
1
2
IL
08/01/2016 - Present
Horace Mann Investors, Inc. (SPRINGFIELD IL)
UT
04/09/2014 - 07/08/2016
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
NY
12/13/2013 - 04/30/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
UT
05/05/2011 - 11/20/2013
MORGAN STANLEY (SOUTH JORDAN UT)
UT
12/18/2006 - 04/04/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 02/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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