Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler Oswald is a financial advisor with Wells Fargo Clearing Services, LLC in THE WOODLANDS, Texas. Tyler has been working in the industry since 2021. Tyler holds the Series 63, Series 66, and Series 7 licenses. Tyler has prior experience at Fidelity Brokerage Services LLC and W&S Brokerage Services, Inc. In addition to working at Wells Fargo Clearing Services, LLC, Tyler is also registered as an Investment Advisor Representative in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/08/2024 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
01/01/2022 - 01/04/2024
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/19/2021 - 08/02/2021
W&S BROKERAGE SERVICES, INC. (HOUSTON TX)
BOTH
Issued 02/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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