Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler James is a financial advisor with Scotia Capital (usa) Inc. based in New York, New York. Tyler has been in the industry since September 2022 and is registered with the Financial Industry Regulatory Authority (FINRA) and 52 state securities regulators. Tyler holds the Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/30/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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