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Tyler Gallen

Citizens JMP Securities, LLC

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About Tyler Gallen

Tyler Gallen is a registered representative with Citizens JMP Securities, LLC in New York, NY. Tyler has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), and the Uniform Securities Agent State Law Examination (Series 63). Tyler is licensed to sell securities in New York.

Firm Information

Tyler Gallen is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tyler Gallen’s Registration & Firm History

NY

06/23/2022 - Present

Citizens JMP Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tyler Gallen.
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