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Tyler Evan Ginn

Mizuho Securities USA LLC

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About Tyler Evan Ginn

Tyler Ginn is a financial professional with over 20 years of experience in the industry. Tyler is currently registered with Mizuho Securities USA LLC. Previously Tyler has worked with firms such as BTIG, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tyler is licensed to provide securities and investment advisory services to individuals and institutions in all 50 states and the District of Columbia.

Firm Information

Tyler Ginn is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tyler Ginn’s Registration & Firm History

IL

04/05/2016 - Present

Mizuho Securities USA LLC (CHICAGO IL)

IL

10/19/2015 - 04/04/2016

BTIG, LLC (CHICAGO IL)

IL

06/03/2013 - 04/13/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

NY

09/15/1998 - 06/20/2013

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2006

Series 3 - National Commodity Futures Examination

BC

Issued 09/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tyler Evan Ginn.
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