Unclaimed
Tyler Davis is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Tyler has been in the industry since December 30, 2021 and has a Series 7TO, Series 66 and SIE licenses. Tyler has been registered with the following state regulators: Alabama, Colorado, Florida, Georgia, Missouri, North Carolina and Texas. Tyler is also registered as an Investment Advisor Representative (IAR) in Colorado. Tyler holds a current employment with Northwestern Mutual Investment Services, LLC and was previously employed with First Command Brokerage Services, Inc. Tyler is also involved in business activities outside of their employment with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (PROVO UT)
CO
10/21/2021 - 03/01/2022
FIRST COMMAND BROKERAGE SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 11/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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