Unclaimed
Tyler Cockle is an investment advisor representative with First Trust Advisors LP in Wheaton, Illinois. Tyler is registered to provide investment advice in Illinois and Texas. Tyler has been in the industry since May 2016, and has passed the Series 63, Series 65, Series 7TO, SIE, and Series 82 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
12/07/2023 - Present
First Trust Advisors LP (WHEATON IL)
IA
Issued 12/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2016
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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