Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tye? Claim Your ProfileTye Allen Uppinghouse is a registered representative with Alt Fund Distributors LLC. Tye has been in the industry since April 26, 2000. Tye's professional experience includes roles at Transamerica Capital, Inc., Allianz Life Financial Services, LLC, and Dean Witter Reynolds Inc. Tye has a Series 63, Series 7, and SIE license. Tye is registered with the state of Indiana and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/15/2021 - Present
ALT Fund Distributors LLC (NEW YORK NY)
CO
07/13/2007 - 10/14/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
12/06/2001 - 06/22/2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NY
12/07/1998 - 12/06/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 12/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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