Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ty? Claim Your ProfileTy Cleveland is a financial professional with over 12 years of experience in the industry. Ty is currently registered with Charles Schwab & CO., Inc. in Austin, TX. Ty has a strong track record of providing financial advice to clients in the area, and is committed to helping clients achieve their financial goals. Previous experience includes time with OppenheimerFunds Distributor, Inc. and Cetera Advisors LLC. Ty is also a licensed Series 7, 6, 63, 9, 10, and SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
06/29/2017 - Present
Charles Schwab & CO., Inc. (Austin TX)
CO
04/13/2015 - 06/26/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
09/26/2014 - 04/14/2015
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
CO
12/14/2010 - 09/10/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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