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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ty? Claim Your ProfileTy William Schmidt is a financial advisor with over 27 years of experience in the industry. Ty is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where they have been employed since February 2004. Ty holds Series 7, 31, and 63 licenses and the SIE exam. Ty is also a registered investment advisor in California and Texas. Previously, Ty worked for MORGAN STANLEY DW INC., from July 1996 to February 2004. Ty's current registrations include California and Texas. Ty has worked with a wide range of clients, including individuals, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations. Ty specializes in offering financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERSIDE CA)
NY
07/11/1996 - 02/25/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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