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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ty? Claim Your ProfileTy Triplett is a financial advisor with Raymond James Financial Services Advisors, Inc. Ty has been in the financial services industry since 1982. Ty has a broad range of experience, including working with individuals, corporations, and institutions. Ty is registered to provide investment advice in Arizona and provides services such as financial planning, pension consulting, and portfolio management. Ty also holds the Series 7, Series 3, Series 5, Series 15, Series 24, Series 51, and Series 63 licenses and has passed the Series 65 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
12/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (PHOENIX AZ)
AZ
06/13/1991 - 09/19/2000
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
NA
02/13/1990 - 06/28/1991
MASON, HUNT & CO., INC.
NY
06/17/1988 - 02/20/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/20/1982 - 06/10/1988
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 09/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/08/1983
Series 5 - Interest Rate Options Examination
BC
Issued 12/14/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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