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Ty Kevin Bauer

Alexander Capital, LP

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About Ty Kevin Bauer

Ty Bauer is a financial advisor with over 30 years of experience in the industry. Ty is currently registered with Alexander Capital, LP and has held previous positions with COKER & PALMER, J.P. TURNER & COMPANY, L.L.C., CALTON & ASSOCIATES, INC. and CARTY & COMPANY, INC.. Ty holds Series 7, Series 24, Series 52TO, Series 53, Series 55, and Series 66 licenses and is registered in Alabama, California, Florida, Georgia, Illinois, Louisiana, Mississippi, New York, Tennessee, and Texas.

Firm Information

Ty Bauer is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ty Bauer’s Registration & Firm History

NJ

07/28/2016 - Present

Alexander Capital, LP (RED BANK NJ)

MS

01/13/2015 - 07/21/2016

COKER & PALMER (Oxford MS)

MS

11/14/2011 - 01/13/2015

J.P. TURNER & COMPANY, L.L.C. (OXFORD MS)

MS

04/19/2001 - 11/16/2011

CALTON & ASSOCIATES, INC. (OXFORD MS)

TN

07/23/1991 - 05/18/2001

CARTY & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BOTH

Issued 01/31/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/1997

Series 24 - General Securities Principal Examination

BC

Issued 09/05/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/19/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Ty Kevin Bauer. Review regulatory record here.
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