Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ty? Claim Your ProfileTy Glenn Rogers is an experienced financial advisor, having been in the industry since August 1993. Ty is currently registered with LPL Financial LLC and has been with the firm since January 2022. Prior to that, Ty worked with Raymond James & Associates, Inc. for nearly eight years. Ty holds several industry licenses, including the Series 66, 63, 7, 31, 62, and 24. Ty is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2022 - Present
LPL Financial LLC (KEY WEST FL)
CA
12/11/2014 - 03/01/2022
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
07/02/2010 - 12/23/2014
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/01/2009 - 07/21/2010
MORGAN STANLEY SMITH BARNEY (LAGUNA NIGUEL CA)
CA
04/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
CA
01/01/2007 - 06/25/2007
EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)
FL
11/01/2001 - 12/17/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MN
09/25/2000 - 11/13/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
05/15/1999 - 10/16/2000
E*OFFERING (SAN FRANCISCO CA)
CA
02/25/1997 - 05/03/1999
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
CA
11/14/1994 - 02/14/1997
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
CA
08/30/1994 - 11/16/1994
DAEHAN SECURITIES, INC. (LOS ANGELES CA)
NA
09/17/1993 - 08/18/1994
TRIGEM AMERSTOCK CORPORATION
NA
10/16/1992 - 09/17/1993
AMERSTOCK CORPORATION
NA
12/17/1990 - 04/01/1992
H.K. FREELAND & COMPANY, INC.
NY
02/24/1992 - 03/17/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
CA
12/09/1991 - 03/02/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NY
01/15/1992 - 01/22/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 07/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1990
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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