Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuyun? Claim Your ProfileTuyun Ra is an investment advisor representative currently registered with Oppenheimer & Co. Inc. based in Los Angeles, California. Tuyun Ra has been in the industry since January 30, 2001, Tuyun has also worked for RBC DAIN RAUSCHER INC. in Beverly Hills, California and PRUDENTIAL SECURITIES INCORPORATED in New York, New York. Tuyun Ra holds the Series 66, Series 99TO, SIE and Series 7 licenses and has been registered in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
06/15/2007 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
02/07/2003 - 06/28/2007
RBC DAIN RAUSCHER INC. (BEVERLY HILLS CA)
NY
01/31/2001 - 02/13/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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