Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuyet? Claim Your ProfileTuyet Nguyen is a financial advisor who has been in the industry since 2018. Tuyet is currently registered as a broker and investment advisor with LPL Financial LLC. Tuyet is registered in 53 states and territories and provides financial and investment planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/19/2021 - Present
LPL Financial LLC (MOODY AL)
AL
06/03/2019 - 09/13/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
03/26/2018 - 06/07/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 12/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2022
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/10/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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