Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuyen? Claim Your ProfileTuyen Le Pham is a financial advisor with over 20 years of experience in the industry. Tuyen is currently registered with World Investment Advisors, LLC. Tuyen previously worked at CAPFINANCIAL SECURITIES, LLC., SIGNATOR INVESTORS, INC., SIGNATOR FINANCIAL SERVICES, INC., METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Tuyen holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Tuyen specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/04/2016 - Present
World Investment Advisors, LLC (Huntington Beach CA)
CA
02/03/2016 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Santa Ana CA)
CA
12/28/2015 - 02/25/2016
SIGNATOR INVESTORS, INC. (SANTA ANA CA)
CA
05/14/2003 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (SANTA ANA CA)
MA
01/14/1997 - 04/27/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/14/1997 - 04/27/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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