Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Turner? Claim Your ProfileTurner Cary Smith is a registered representative with Ba Securities, LLC. Turner holds the Series 7, Series 63, Series 82 and SIE licenses. Turner has been in the financial services industry since 2009. Turner has held previous positions at Carolina Financial Securities, LLC, PaineWebber Incorporated, Jefferies & Company, Inc., and Smith Barney Inc. Turner currently works out of the Ba Securities, LLC branch located in Conshohocken, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/31/2019 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CT
09/11/2018 - 10/09/2019
CAROLINA FINANCIAL SECURITIES, LLC (DARIEN CT)
NJ
03/08/1999 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/26/1995 - 02/05/1999
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
11/09/1990 - 02/02/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 11/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Turner Smith is the right advisor for you? Invested Better is here to help.
