Unclaimed
Tupper Gordon MacDowell is a financial advisor with over 40 years of experience in the industry. Tupper is currently registered with Robert W. Baird & Co. Inc., and has previously worked with several other financial institutions, including WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Tupper's expertise includes providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, families, businesses, and institutions. Tupper is licensed to provide investment advice in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
08/30/2016 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
01/01/2008 - 02/02/2010
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
01/31/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENVER CO)
NA
10/17/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/01/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/28/1981 - 10/17/1988
HANIFEN, IMHOFF INC.
NA
04/06/1981 - 09/29/1981
CHESLEY AND DUNN, INC.
NA
11/01/1979 - 05/06/1981
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 06/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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