Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuoc? Claim Your ProfileTuoc Dao is a financial advisor registered with Fidelity Personal And Workplace Advisors. Tuoc has been in the industry since 2009. Tuoc is a Certified Financial Planner and a Chartered Financial Consultant. Tuoc is registered in 53 states and 2 territories, and holds Series 6, 7, 63, and SIE licenses. Tuoc has worked with clients in various industries, including high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. Tuoc's services include financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
12/06/2022 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
RI
10/28/2016 - 12/31/2018
PFS INVESTMENTS INC. (EAST PROVIDENCE RI)
RI
10/27/2014 - 11/13/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
09/19/2012 - 10/03/2013
SANTANDER SECURITIES LLC (PROVIDENCE RI)
RI
07/18/2012 - 09/19/2012
LPL FINANCIAL LLC (PROVIDENCE RI)
RI
05/15/2012 - 07/02/2012
MML INVESTORS SERVICES, LLC (PROVIDENCE RI)
RI
09/08/2003 - 04/26/2012
NYLIFE SECURITIES LLC (PROVIDENCE RI)
MA
02/07/2003 - 06/25/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/07/2003 - 06/25/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 02/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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