Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuo? Claim Your ProfileTuo Mei is a financial professional with over 15 years of experience in the financial industry. Tuo is currently registered with Citigroup Global Markets Inc. as a Registered Representative and an Investment Advisor Representative. Previously, Tuo has been registered with COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, HSBC SECURITIES (USA) INC., CHASE INVESTMENT SERVICES CORP., and WALLSTREET*E FINANCIAL SERVICES, INC. Tuo Mei has passed the Series 7, Series 63, Series 66, and SIE exams. Tuo Mei is registered to provide financial services in Connecticut, Florida, New Jersey, New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
04/30/2018 - 11/18/2019
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC (New York NY)
NY
01/26/2018 - 05/01/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/02/2016 - 12/22/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
02/21/2012 - 05/26/2016
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
05/03/2010 - 02/10/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/29/2007 - 06/10/2009
WALLSTREET*E FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/01/2007 - 10/18/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/04/2006 - 05/11/2007
WALLSTREET ELECTRONICA, INC. (NEW YORK NY)
NY
11/13/2003 - 10/03/2006
MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)
NY
08/07/2003 - 10/27/2003
PHD CAPITAL (NEW YORK NY)
BOTH
Issued 06/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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