Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tung? Claim Your ProfileTung Xuan Tran is a financial professional with over 1 year of experience in the industry. Tung is registered with Nylife Securities LLC in Newport Beach, CA. Tung holds the Series 6, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/11/2022 - Present
Nylife Securities LLC (NEWPORT BEACH CA)
BC
Issued 06/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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