Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tulio? Claim Your ProfileTulio Rosado is a financial advisor with over 23 years of experience in the industry. Tulio is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Tulio has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007 and previously worked with HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tulio is also a general partner in Intracoastal Tri LLC, a company that holds and operates a boat for personal use. Tulio holds Series 7, Series 66 and SIE licenses. Tulio specializes in providing investment advice to individuals, corporations, businesses, insurance companies, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AVENTURA FL)
FL
01/01/2005 - 03/06/2007
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
10/16/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
08/31/1998 - 01/25/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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