Unclaimed
Tudy Anesta Simone Miller-fulton has over 20 years of experience in the financial services industry. Tudy is currently registered with Empower Financial Services, Inc. Tudy has held previous roles at Prudential Investment Management Services LLC, ING Financial Advisors, LLC, Travelers Distribution LLC, Tower Square Securities, Inc., Aetna Investment Services, Inc., Cigna Financial Services, Inc., and Cigna Financial Advisors, Inc. Tudy holds the Series 6, 7, 24, and 63 licenses. Tudy is also a SIE exam holder. Tudy has a strong background in providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
04/08/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
05/26/2005 - 06/18/2007
ING FINANCIAL ADVISERS, LLC (HARTFORD CT)
CT
07/21/2004 - 05/24/2005
TRAVELERS DISTRIBUTION LLC (HARTFORD CT)
CA
10/06/2000 - 05/24/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
09/21/1999 - 07/13/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
05/12/1997 - 09/14/1999
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
PA
12/10/1996 - 05/13/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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