Unclaimed
Tucker Tsuyoshi Torigoe is a financial advisor with over 30 years of experience in the financial services industry. Tucker is currently registered with Osaic Wealth, Inc., a firm that provides financial advisory services to a diverse clientele. Tucker has held previous positions with several reputable firms, including Woodbury Financial Services, Inc., Securities America, Inc., Princor Financial Services Corporation, VALIC Financial Advisors, Inc., and Prudential Investment Management Services LLC. Tucker holds a Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
01/19/2024 - Present
Osaic Wealth, Inc. (HONOLULU HI)
HI
09/30/2011 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
10/12/2009 - 10/07/2011
SECURITIES AMERICA, INC. (HONOLULU HI)
HI
06/05/2009 - 10/05/2009
PRINCOR FINANCIAL SERVICES CORPORATION (HONOLULU HI)
HI
06/26/2003 - 06/09/2009
VALIC FINANCIAL ADVISORS, INC. (HONOLULU HI)
NJ
01/01/1997 - 06/23/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
05/01/1993 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
CO
03/14/1991 - 03/23/1994
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NJ
06/01/1992 - 05/01/1993
PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)
NJ
01/11/1991 - 06/01/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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