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Tucker Phelps

Northwestern Mutual Investment Services, LLC

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About Tucker Phelps

Tucker Phelps is a registered representative with Northwestern Mutual Investment Services, LLC. Tucker is located in E Syracuse, NY and has been in the industry since May 3, 2022. Tucker holds the Series 7, 63, 66 and SIE licenses and is registered in New York.

Firm Information

Tucker Phelps is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Tucker Phelps’s Registration & Firm History

NY

05/04/2022 - Present

Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)

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Licenses & Designations

BC

Issued 06/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tucker Phelps.
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