Unclaimed
Tucker Paul Cory is an active investment advisor representative with Raymond James Financial Services Advisors, Inc. Tucker has been in the financial services industry since 1992. Prior to joining Raymond James, Tucker was registered with Morgan Keegan & Company, Inc., Colonial Brokerage, Inc., SunTrust Investment Services, Inc., SouthTrust Securities, LLC, Liberty Securities Corporation, WM Financial Services, Inc., Great Western Financial Securities Corporation, Independent Financial Securities, Inc., and Raymond James & Associates, Inc. Tucker is also a registered investment advisor representative. Tucker has passed the Series 7, Series 63, and Series 65 exams, and is also a Certified Financial Planner. Tucker currently provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/03/2025 - Present
Raymond James Financial Services Advisors, Inc. (JUPITER FL)
FL
02/13/2013 - 06/21/2013
RAYMOND JAMES & ASSOCIATES, INC. (JUPITER FL)
FL
10/16/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JUPITER FL)
FL
05/15/2006 - 10/19/2009
COLONIAL BROKERAGE, INC. (WEST PALM BEACH FL)
FL
04/26/2005 - 05/02/2006
SUNTRUST INVESTMENT SERVICES, INC. (PALM BEACH GARDENS FL)
AL
11/12/1998 - 04/21/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NY
12/17/1998 - 04/03/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CA
05/01/1998 - 12/02/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
11/27/1995 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
09/07/1995 - 12/06/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
FL
11/16/1993 - 09/05/1995
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
05/11/1992 - 09/28/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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