Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tucker? Claim Your ProfileTucker Joseph Grim is a registered representative with Robinhood Securities, LLC. Tucker has been in the financial industry since 2016. Tucker is registered in the state of Florida as a broker-dealer. Tucker has passed the Series 3, 4, 7, 24, 57TO and SIE exams. Tucker has experience at ALLY INVEST SECURITIES LLC and AXA ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/12/2022 - Present
Robinhood Securities, LLC (Denver CO)
NC
04/10/2017 - 03/17/2021
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
FL
01/21/2016 - 12/19/2016
AXA ADVISORS, LLC (FT. LAUDERDALE FL)
BOTH
Issued 06/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2018
Series 4 - Registered Options Principal Examination
BC
Issued 06/03/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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