Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuan? Claim Your ProfileTuan Thanh Le is an investment advisor representative at LPL Financial LLC with a focus on providing financial planning, consulting and other non-discretionary advisory services to individuals, businesses and organizations. Tuan has been in the financial services industry since 1999 and has worked with a variety of firms such as CUSO Financial Services, LP, PNC Investments and CCO Investment Services Corp. Tuan holds several industry certifications, including the Series 7, Series 24 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/05/2016 - Present
LPL Financial LLC (CONSHOHOCKEN PA)
PA
05/22/2013 - 11/30/2016
CUSO FINANCIAL SERVICES, L.P. (UPPER DARBY PA)
PA
02/22/2012 - 06/11/2013
PNC INVESTMENTS (ABINGTON PA)
PA
12/06/2005 - 11/18/2011
CCO INVESTMENT SERVICES CORP. (PHILADELPHIA PA)
GA
10/23/2003 - 12/02/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
RI
05/08/2002 - 10/06/2003
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
PA
11/17/2000 - 05/08/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
MO
09/30/1999 - 11/13/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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