Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuan? Claim Your ProfileTuan Leach is a financial advisor with over 20 years of experience in the financial services industry. Tuan has a broad range of experience in providing financial advice to individuals, families, and businesses. Tuan is currently registered with LPL Financial LLC, which is a national financial services firm with over $50 billion in assets under management. Tuan is also registered in several states, including Louisiana, Texas, Arizona, and Florida, and has held previous registrations with firms such as Chase Investment Services Corp., BANC One Securities Corporation, and Prudential Securities Incorporated. Tuan holds the Series 7, Series 24, Series 31, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
12/01/2009 - Present
LPL Financial LLC (LAFAYETTE LA)
LA
07/06/2005 - 11/24/2009
CHASE INVESTMENT SERVICES CORP. (LAFAYETTE LA)
IL
04/05/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
AZ
02/22/2005 - 03/23/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IL
06/20/2003 - 07/02/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
01/27/1999 - 06/20/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/22/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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