Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuan? Claim Your ProfileTuan Phan is a financial advisor with Ceros Financial Services, Inc., a firm with a strong focus on providing comprehensive financial solutions. Tuan has over two decades of experience in the industry, having held various roles at prominent firms like NATIONAL SECURITIES CORPORATION and ROAN-MEYERS ASSOCIATES, LP. Tuan is a highly qualified advisor, holding a variety of licenses and registrations including Series 7TO, SIE, and Series 62. Tuan is dedicated to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Ceros Financial Services, Inc. (New York NY)
FL
07/09/2001 - 07/22/2022
NATIONAL SECURITIES CORPORATION (Boca Raton FL)
NY
02/07/2001 - 07/09/2001
ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)
NJ
10/27/2000 - 01/31/2001
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
BC
Issued 10/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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