Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuan minh? Claim Your ProfileTuan Minh Pham Peter is a registered investment advisor representative associated with Wells Fargo Clearing Services, LLC. Tuan Minh has been in the financial services industry since 2004. Tuan Minh is registered in 40 states and has passed the Series 7, Series 66, and SIE exams. Tuan Minh specializes in working with individuals, businesses, corporations, charities, and insurance companies. Previous firms where Tuan Minh Pham Peter was registered include SCOTTRADE, INC., BROKERSXPRESS LLC, and SUNSTATE EQUITY TRADING.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
07/12/2016 - Present
Wells Fargo Clearing Services, LLC (NEW ORLEANS LA)
LA
01/22/2008 - 01/29/2016
SCOTTRADE, INC. (METAIRIE LA)
IL
02/08/2006 - 12/31/2007
BROKERSXPRESS LLC (CHICAGO IL)
FL
11/27/2003 - 10/15/2004
SUNSTATE EQUITY TRADING (TAMPA FL)
FL
01/01/2002 - 08/01/2002
SUNSTATE EQUITY TRADING (TAMPA FL)
BOTH
Issued 03/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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