Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tuan? Claim Your ProfileTuan Nguyen Manh is an investment advisor representative with Huntleigh Advisors, Inc. Tuan Manh Nguyen has been in the industry since 1996, and has held previous positions at Raymond James & Associates, Inc., Southwest Securities, Inc., Morgan Keegan & Company, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Banc One Securities Corporation, UBS PaineWebber Inc., Chase Investment Services Corp., and Dean Witter Reynolds Inc. Tuan Manh Nguyen is registered with the following securities authorities: Arizona, California, Colorado, Georgia, Ohio, South Carolina, and Texas. Tuan Manh Nguyen is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
TX
05/06/2020 - Present
Huntleigh Advisors, Inc. (Houston TX)
TX
05/06/2013 - 05/07/2020
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
TX
06/01/2010 - 05/31/2013
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
TX
05/15/2007 - 06/04/2010
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
TX
10/20/2004 - 05/15/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
NY
05/04/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IL
01/14/2003 - 05/12/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
05/14/2001 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IL
03/16/2001 - 05/16/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
05/29/1996 - 03/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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