Unclaimed
Tuan Anh Khoa Tang is an investment banking registered representative at Houlihan Lokey Capital, Inc. Tuan Anh Khoa Tang is registered in Texas. Tuan Anh Khoa Tang is active in the securities industry and has been in the industry since 2024. Tuan Anh Khoa Tang has passed the Securities Industry Essentials Examination (SIE), the Uniform Securities Agent State Law Examination (Series 63) and the Investment Banking Registered Representative Examination (Series 79TO). Tuan Anh Khoa Tang is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/05/2024 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 04/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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