Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tu? Claim Your ProfileTu Ngoc Nguyen is a financial professional with Nylife Securities LLC, a firm based in San Jose, California. Tu has been in the financial industry since July 2018. Tu is registered with the state of California as a broker-dealer, and holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/24/2018 - Present
Nylife Securities LLC (SAN JOSE CA)
BC
Issued 09/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tu Nguyen is the right advisor for you? Invested Better is here to help.
