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Tsz wai Yan

Nomura Securities International, Inc.

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About Tsz wai Yan

Tsz wai Yan is an active registered representative with Nomura Securities International, Inc. in the New York, NY branch office. Tsz wai Yan has two product exams: Operations Professional Examination and Securities Industry Essentials Examination. Tsz wai Yan joined Nomura Securities International, Inc. on 8/26/2022.

Firm Information

Tsz wai Yan is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Tsz wai Yan’s Registration & Firm History

NY

08/26/2022 - Present

Nomura Securities International, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2022

Series 99TO - Operations Professional Examination

BC

Issued 08/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tsz wai Yan.
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