Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tsz kwan? Claim Your ProfileTsz Kwan Lau is an Investment Advisor Representative with Cetera Investment Advisers LLC in San Gabriel, CA. Tsz Kwan has been in the financial services industry since December 16, 2014. Prior to joining Cetera, Tsz Kwan was a Financial Advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC. Tsz Kwan is licensed to provide securities and investment advice in California and Texas. Tsz Kwan's specializations include financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/13/2023 - Present
Cetera Investment Advisers LLC (SAN GABRIEL CA)
CA
03/12/2015 - 10/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTEREY PARK CA)
CA
06/19/2014 - 09/11/2014
AXA ADVISORS, LLC (LOS ANGELES CA)
IA
Issued 5/4/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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