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Tsz chuen Lam

Rabo Securities USA, Inc.

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About Tsz chuen Lam

Tsz chuen Lam is a financial professional with Rabo Securities USA, Inc. Tsz chuen holds Series 79TO and SIE licenses and is registered in New York and New Jersey. Tsz chuen joined Rabo Securities USA, Inc. in December of 2022 and has been working in the industry since December of 2022.

Firm Information

Tsz chuen Lam is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tsz chuen Lam’s Registration & Firm History

NY

12/05/2022 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tsz chuen Lam.
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