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Tsia Michelle Fraunces

MFS Fund Distributors, Inc.

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About Tsia Michelle Fraunces

Tsia Michelle Fraunces is a financial advisor with MFS Fund Distributors, Inc.. Tsia has been working in the financial industry since 2003. Tsia has a Series 63, Series 7TO, Series 6, Series 7, Series 24, Series 51, and Series 26 license. Tsia is licensed to provide financial advice in all 50 states. Tsia is located in Phoenix, Arizona and is actively registered with FINRA.

Firm Information

Tsia Fraunces is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tsia Fraunces’s Registration & Firm History

AZ

09/30/2013 - Present

MFS Fund Distributors, Inc. (PHOENIX AZ)

NY

05/17/2001 - 01/13/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/04/2000 - 04/24/2001

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

10/29/1992 - 11/10/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/29/2020

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/25/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/26/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tsia Michelle Fraunces.
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