Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tsering? Claim Your ProfileTsering Ngudu is an investment advisor representative at Tocqueville Asset Management LP. Tsering has been in the financial industry since 1986. Tsering holds the Series 4, 7, 8, 9, 10, 52TO and 63 licenses. Tsering is registered to provide investment advice in New York and Vermont. Tsering previously worked at LN Securities, Inc. and Lepercq, De Neuflize Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/21/2021 - Present
Tocqueville Asset Management LP (NEW YORK NY)
NY
04/03/1988 - 02/24/2004
LN SECURITIES, INC. (NEW YORK NY)
NA
05/21/1986 - 07/03/1996
LEPERCQ, DE NEUFLIZE SECURITIES INC.
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/03/1991
Series 24 - General Securities Principal Examination
BC
Issued 09/07/1988
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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