Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trung? Claim Your ProfileTrung La is a financial advisor with over 15 years of experience in the industry. Trung is currently registered with J.P. Morgan Securities LLC in both California and Texas. Trung's previous employers include LPL Financial LLC, Stockpile Investments, Inc., and Scottrade, Inc. Trung holds a variety of licenses and designations, including Series 7, Series 63, Series 66, Series 24, Series 4, Series 52, Series 53, and Series 14. Trung specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients. Trung is a FINRA arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
12/06/2022 - Present
J.p. Morgan Securities LLC (Los Angeles CA)
CA
09/04/2018 - 11/21/2022
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
04/03/2018 - 09/05/2018
STOCKPILE INVESTMENTS, INC. (Pasadena CA)
CA
10/19/2010 - 03/08/2018
SCOTTRADE, INC. (RANCHO CUCAMONGA CA)
CA
11/13/2007 - 10/04/2010
ZECCO TRADING, INC. (GLENDALE CA)
BOTH
Issued 02/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/13/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/18/2009
Series 4 - Registered Options Principal Examination
BC
Issued 06/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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