Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trung? Claim Your ProfileTrung Khanh Luc is a financial professional with over 15 years of experience in the financial services industry. Trung is currently registered with Wells Fargo Securities, LLC in the state of California. Prior to joining Wells Fargo, Trung worked with WELLS FARGO INSTITUTIONAL SECURITIES, LLC. Trung is registered with FINRA as a General Securities Representative. Trung also holds the following licenses: Series 7, Series 57TO, Series 99TO, Series 52TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/04/2015 - Present
Wells Fargo Securities, LLC (LOS ANGELES CA)
CA
10/30/2009 - 11/06/2013
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
12/12/2006 - 02/08/2010
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 03/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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