Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Truman? Claim Your ProfileTruman Day is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Redlands, CA. Truman has been in the industry since July 20, 1978. Stifel, Nicolaus & Company, Inc. is a full-service investment firm that provides financial planning, portfolio management, and other investment services to individuals, families, and businesses. The firm has over $100 billion in assets under management. Truman has a wide range of experience in the financial services industry, having worked with several well-known firms such as Morgan Stanley and PaineWebber.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/04/2018 - Present
Stifel, Nicolaus & Company, Inc. (REDLANDS CA)
CA
06/01/2009 - 02/05/2016
MORGAN STANLEY (REDLANDS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (REDLANDS CA)
CA
07/20/1982 - 04/02/2007
MORGAN STANLEY DW INC. (REDLANDS CA)
NA
01/31/1980 - 07/29/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
07/21/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 08/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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