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Trudy Lynn Leen

Northwestern Mutual Investment Services, LLC

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About Trudy Lynn Leen

Trudy Leen is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Trudy has been in the financial services industry for over 30 years. Trudy is registered with the state of Idaho and Washington. Trudy's previous experience includes working with LPL Financial, LLC, National Planning Corporation, and Cetera Investment Services LLC.

Firm Information

Trudy Leen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Trudy Leen’s Registration & Firm History

ID

10/27/2022 - Present

Northwestern Mutual Investment Services, LLC (Priest River ID)

ID

11/29/2017 - 11/25/2022

LPL FINANCIAL LLC (SANDPOINT ID)

ID

03/14/2016 - 11/29/2017

NATIONAL PLANNING CORPORATION (SANDPOINT ID)

ID

03/10/2015 - 03/14/2016

CETERA INVESTMENT SERVICES LLC (SANDPOINT ID)

ID

05/28/2004 - 03/13/2015

LPL FINANCIAL LLC (SANDPOINT ID)

CT

04/10/1998 - 06/02/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

MN

09/03/1997 - 03/26/1998

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

OR

05/13/1996 - 09/03/1997

U.S. BANCORP SECURITIES (PORTLAND OR)

WI

06/12/1992 - 05/20/1996

INVEST FINANCIAL CORPORATION (APPLETON WI)

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Licenses & Designations

IA

Issued 07/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1996

Series 7 - General Securities Representative Examination

BC

Issued 06/06/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trudy Lynn Leen.
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