Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trudy? Claim Your ProfileTrudy Mullins is a financial advisor at Raymond James Financial Services Advisors, Inc. Trudy has been in the financial services industry since 1993. Trudy is registered with the state of North Carolina and has Series 6, 7, and 63 licenses. Trudy also holds the SIE designation. Trudy provides financial planning, pension consulting, educational seminars, and portfolio management services. Trudy works with individuals, businesses, pension and profit-sharing plans, charitable organizations, corporations and other businesses, and banking or thrift institutions. Trudy previously worked at FSC Securities Corporation, Queens Road Securities, LLC, Aetna Investment Services, LLC, and Aetna Life Insurance and Annuity Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
10/06/2014 - Present
Raymond James Financial Services Advisors, Inc. (DENVER NC)
NC
10/11/2012 - 09/12/2014
FSC SECURITIES CORPORATION (DAVIDSON NC)
NC
01/19/2001 - 04/18/2012
QUEENS ROAD SECURITIES, LLC (CHARLOTTE NC)
CT
10/15/1993 - 01/10/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
04/12/1993 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 06/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Trudy Mullins is the right advisor for you? Invested Better is here to help.
